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Calibrating and Adjustment of System Planning Models - December 1990
Click HERE for graphic. NOTICE This document is disseminated under the sponsorship of the Department of Transportation in the interest of information exchange. The contents of this report reflect the views of the authors, who are responsible for the facts and accuracy of the data presented herein. The contents do not necessarily reflect the official policy of the Department of Transportation. Click HERE for graphic. Table of Contents Page 1.0 Introduction 1 1.1 Calibration Versus Validation 1 2.0 Networks 5 2.1 Centroid Connectors 5 2.2 Speed and Capacity 7 2.3 Intersection Penalties 9 2.4 Intrazonal Times 10 2.5 Coding Errors 12 3.0 Trip Generation 14 3.1 Socioeconomic Data 14 3.2 Household Income 14 3.3 Production/Attraction Rates 15 3.4 Special Generators 16 3.5 Trip Balancing Factors 16 4.0 Auto Occupancy 17 5.0 Trip Distribution 18 5.1 Mean Trip Length 18 5.2 Estimating Trip Length 23 5.3 Employment Distribution Problems 23 5.4 Other Trip Purposes 24 6.0 Traffic Assignment 25 6.1 All-or-Nothing Assignment 25 6.2 Capacity Restraint Assignment - BPR Speed-Volume Curves 26 6.2 Changing the Definition of capacity 28 6.3 Calibration with Equilibrium Assignment 28 6.3.1 Speeds and Travel Times with Equilibrium Assignment 29 6.3.2 Determining Free Travel Times and Free Speeds on Links 29 7.0 Transit Ridership Effects on Highway Volumes 30 8.0 External Stations 31 9.0 System Changes Versus Local Changes 32 10.0 Expected and Required Accuracy 33 10.1 Performance Measures Based on Observed Counts 10.2 Performance Measures Based on VMT 35 11.0 Conclusions 37 12.0 Trouble Shooting 38 References 41 Appendix 42 i LIST OF TABLES TABLE PAGE 1 Speed and Capacity Reference Table 8 2 Trip Table For Two Zone Study Area 12 3 Modified Trip Table 12 4 Reasonable Values of Person Trips per Dwelling Unit 14 5 Sample Problem 15 6 Typical Ranges For Auto Occupancy 17 7 Friction Factor Table 21 8 Gravity Model Relationships 21 9 Gravity Model Adjustments 22 10 Capacity Relationships 28 11 Percentages Of External-To-External Travel For Cities of Various sizes 31 ii LIST OF FIGURES FIGURE PAGE 1 Screenlines And Cutlines 4 2 Centroid Connector Example 5 3 Modified Centroid Connectors 5 4 Centroid Connector Sample 1 6 5 Centroid Connector Sample 2 6 6 Centroid Connector And Intersection-Incorrect 7 7 Centroid Connector And Intersection-Correct 7 8 Sample Network 9 9 Trip Types For Two Zone Study Area 11 10 Skim Tree For Zone 1 13 11 Sample Network 18 12 Sample Urban Area 22 13 Sample Problem 25 14 Speed Volume Curve 26 15 Maximum Desirable Error for Link Volumes 34 iii 1.0 INTRODUCTION The four-step transportation modeling process, as applied at the regional level, has traditionally been dependent upon an extensive and reliable origin-destination (O-D) data base. In the early years of such models, this data base was developed largely through household surveys, a time-consuming and expensive undertaking. Such surveys were instrumental in developing the transportation models that have been used during the past 30 years. Since 1980, over 30 urban areas have conducted new home interview surveys to update their data base and ensure the validity of their modeling process. However, given limited resources, many planning agencies have had to rely on other means to validate their system models. This manual describes quick and simple procedures for calibrating and adjusting systemwide transportation models so as to replicate existing ground counts and thus be used with some validity for forecasting. The four-step modeling process will not be described in detail. More detailed information on this process can be found in the documents listed in the reference section, or from documentation of various software packages. For this manual to be useful, the reader should have some basic knowledge of transportation planning. In addition, this manual is not intended to replace the need for good O-D data. Clearly, model calibration and validation is best undertaken with such data. In its absence, however, there are several approaches that can be adopted. This manual discusses the appropriate manner of their use. It is oriented to the smaller urban areas but many of the techniques are applicable to larger areas as well. 1.1 Calibration Versus Validation Calibration in the traditional four-step modeling process was accomplished by modifying model parameters until the models replicated the travel patterns exhibited by the O-D survey. After the models were calibrated, a validation effort was undertaken. Validation consisted of running the calibrated models with current socioeconomic data and comparing the simulated link volumes with ground counts. Over the years, however, the use of large scale O-D surveys for this purpose has generally declined due to their expense. Rather, default values for trip generation and trip distribution models developed from past surveys have been used. Sometimes, very limited small sample surveys have been conducted to update the model parameters. Also, the Census Journey-to- Work data are available every 10 years to calibrate a work trip generation and distribution model. As a result, the practical application and meaning of calibration and validation have changed over the years. With the decline of large scale O-D surveys, calibration and validation have merged into one process. Initial default parameters are used in the models. The models are then used to simulate link volumes, which are compared with ground counts. If this comparison shows significant differences, key model parameters are modified until the model replicates ground counts with an acceptable degree of accuracy. When modifying the model parameters, it is important to keep the values reasonable and not have the end justify the means. If the only way the model will replicate ground counts is by using unusual parameters, then the entire process should be checked, including the validity of the ground counts and the socioeconomic data. 1 Before any calibration or validation process is initiated it is extremely important that the transportation planner verify the accuracy of the socioeconomic and network system data. If the socioeconomic and network system data are accurate, the level of effort needed to calibrate or validate the transportation planning models will be greatly reduced. Usually, inaccuracies in data and networks are the most common cause of error in travel demand forecasting models. It is necessary that the accuracy of the traffic counts used in comparison with the simulated volumes be checked as well. The following steps summarize the overall model calibration and adjustment process. Step 1. Run the region-wide transportation system models using default values for model parameters. If old model parameters are available from previous studies or O-D surveys, they are used in the initial runs. More recent data, such as that from small sample surveys, are used to update these parameters. Step 2. From the initial results of the model runs, develop region- wide values such as trips/person and VMT/person. Step 3. Compare the region-wide values developed under Step 2 with typical values shown in appendix A. Step 4. Develop screenlines and cutlines for your area. An example of screenlines and cutlines is shown in Figure 1. Screenlines should be established to intercept major traffic flows through the region and should be located so that "double' crossings of the screenlines are minimized. A screenline located along a physical barrier such as a river or railroad track is desirable since the number of crossings is minimized. More than one screenline may be used to intercept a variety of major flows such as between a major suburban area and the downtown area and between the suburban area and an outlying commercial and industrial area. It is sometimes useful to establish such a line to intercept all travel into and out of the central area. A series of traffic counts must be taken at each roadway location crossed by a screenline or cutline. These counts must be factored to one time period such as 1990 peak traffic season or 1990 ADT. Step 5. Having evaluated the results from the above steps, determine whether systemlevel, local or a combination of problems have occurred in the application of the model. Modifications to the model can be made by adjusting various equations, parameters or variables as described in the following sections of the manual. In some cases, adjustments to more than one item may be necessary to obtain appropriate results. Simulated volumes from the traffic model can be raised or lowered to match ground counts by examining and modifying, either individually or in combination, the following: 2 - Network.Characteristics - Centroid Connectors - Roadway Speeds and Capacities - Intersection Penalties - Intrazonal Times - Coding Errors - Trip Generation Rates - Socioeconomic Data - Household Income - Production and Attraction Rates - Special Generators - Trip Balancing Factors - Auto Occupancy - Trip Distribution - Mean Trip Length - Estimating Trip Length - Employment Distribution - Non-work Trip Purposes - Traffic Assignment - All-or-Nothing - Capacity Restraint - Equilibrium The remainder of this manual is organized to discuss each one of these model variables or steps. 3 Click HERE for graphic. Cutlines and screenlines serve a similar purpose; cutlines, however are shorter and cross corridors rather than intercept major regional flows. Cutlines should be established to intercept travel along only one axis (see Figure 1). Figure 1 - Screenlines and Cutlines in Daneville Study Area 4 2.0 NETWORKS Second only to errors in socioeconomic data, errors in network development and link data coding are the most likely sources of error in the modelling process. Building and checking networks is labor- intensive, time-consuming, expensive, and tedious. In this section, possible sources of network error are discussed. 2.1 Centroid Connectors The location and number of centroid connectors can have a significant impact on how traffic is assigned to the network. Figure 2 shows a sample centroid connector. Click HERE for graphic. If 1,000 trips are produced at the centroid, the trips will have to use either link 4-3 or link 4-5 to reach a destination. By adding additional centroid connectors, trip assignment could be significantly impacted. For example, by adding an additional connector as shown in Figure 3, the assignment of the 1000 trips could change. The north connector as well as the south connector are now part of the possible paths to reach network destinations. These trips could now use links 6- 1 and 6-2, as well as links 4-3 and 4-5. Connecting a centroid to a network could also affect the assignment of traffic to a freeway versus an arterial. An example of this is shown in Figures 4 and 5. Trips going from Centroid 1 to 10 in Figure 4 use the shortest path, which is via the freeway (path 1-2-34-5-9-10). The freeway path travel time of 16 minutes compares favorably to the arterial time path (path 1-2-6-12-7-11-8-9-10) of 20 minutes. However, by adding centroid links 112 and 10- 1 1 as shown in Figure 5, the arterial path now becomes path I- 12-7-1 1- 10 with a travel time of 10 minutes. Thus, trips going from centroids I to 10 would use the freeway in Figure 4; but they would use the arterial path in Figure 5. A different centroid connector configuration can therefore influence the results of the assignment process. 5 Click HERE for graphic. As a rule of thumb, centroid connectors should be attached to links on all four sides of traffic zones, and networks should have 8-10 links per zone. Connectors should represent, as closely as possible, the local streets within the zone and reasonable access points to the collectors/arterials in the system. A centroid connector should not be added to either a baseyear or forecast-year network if access to a given link is blocked by a canal, rail line, park, undevelopable land, freeway control of access or if there is no highway or street facility in the area. That is, centroid connectors should represent, as closely as possible, the local streets within the zone and reasonable access points to collectors/arterials in the system. One must also be concerned about where centroid connectors are "attached" to the network. Generally, centroid connectors should not connect to an intersection as shown in Figure 6. In such a situation, turning movements for intersection 3 could be distorted. This is especially true if the model forecasted turning movements for intersection 3. A better network representation is shown in Figure 7. Note also that the assignment for link 4-3 in Figure 6 will most likely be different than that for link 4-5-3 in Figure 7. 6 Click HERE for graphic. 2.2 Speed and Capacity The network speed and capacity logic used to code the link data needs to be clearly defined and consistently applied. Some urban areas are coding capacities and speeds using a look-up (reference) table based on functional classification, the number of lanes, and the area locational characteristics of the zone. Each link in the network is coded as a type of facility that exhibits the type of characteristics found in the look-up table. The advantage of a lookup table is that modifications to either speeds or capacities can be made easily without having to modify data link-by-link. The look-up table permits the testing of alternative speed and capacity logic. Small urban areas sometimes input capacities and volumes on a link-by-link basis. An example look-up table with acceptable ranges of speeds and capacities is shown in Table 1. Planners in small cities have observed that many drivers try to minimize distance rather than travel time. In minimizing distance rather than time, drivers may be using the local road system rather than the freeways. An indication that distance minimization might be 7 occurring is unexpectedly large forecasted volumes (relative to counts) on higher-speed facilities in outlying areas and low forecasted volumes on CBD links. To compensate for distance minimization, speeds can be increased on low-speed links and decreased on highspeed links. For example, it may be necessary to decrease freeway speeds to 45 mph or lower in order to compensate for the extra distance involved in trips on freeways. Lowering the speeds on the freeways would compensate for this travel characteristic of drivers in small urban areas. The methods for using speeds and capacities to calibrate a system model are covered in the Distribution and Assignment sections of this manual. Table 1--Speed and Capacities Reference Table MPH FACILITY TYPE SPEED CAPACITY NO. OF LANES FREEWAYS 50-60 1500-2000 PER LANE 20-45 700-1000 1 LANE ARTERIALS (W/LEFT TURN 25-45 1400-2000 2 LANES BAYS) 25-45 2100-3000 3 LANES 15-45 500-800 1 LANE ARTERIALS (NO LEFT 20-45 1200-1800 2 LANES TURN BAY) 20-45 1900-2800 3 LANES CENTROID CONNECTORS 10-20 N/A N/A * Arterial speed and capacity varies depending on the area type (CBD, Central City, Urban, Suburban, Rural) and the percentage of green time at intersections. 8 2.3 Intersection Penalties Many models not only calculate travel times by looking at link speeds, but also include time for traversing an intersection. Actually, for travel along a congested arterial most of the travel time is accumulated at the intersection. Especially for sub-area models, intersection penalties can be an important means of producing results that replicate observed volumes more closely. For example, to go from node I to node 7 in Figure 8, three logical paths are available: path 1- 2-3-7 with a travel time of 6 minutes; path 1-5-6-7, with a travel time of 6 minutes; and path 1-2-6-7 with a travel time of 6 minutes. If intersection delay was considered, path 1-2-3-7 would be chosen because it includes a right turn (2-3-7), versus path 1-5-6-7 which includes a left turn (1-5-6), and path 1-2-6-7 which includes both a left turn (2- 6-7) and a right turn (1-2-6). This result, of course, assumes that left turns require more travel time than right or through movements. Typically, a left turn takes 30 or more seconds to complete compared to 10 or 15 seconds for a through movement or right turn. The model, therefore, should normally choose paths which have fewer left turns, assuming close-to-equivalent travel times on the travel links. This is accomplished by having the left turn penalties larger than right or through turn penalties. One approach for coding turn penalties is to apply default penalty times to all turns. Defaults are then adjusted at specific locations where special circumstances exist. That is, the overall time at the intersection would be increased or decreased to obtain an accurate penalty for that intersection. The codes at each intersection could therefore be a positive or negative number. Click HERE for graphic. FIGURE 8-Sample Network 9 It has been found that good traffic forecasts can be performed without a heavy dependence on large turn penalties. Consequently, many of the forecasting packages distributed in the United States lack full support for turn penalties. Care should be taken to observe and adhere to the limits of a particular forecasting package. There are two particularly prevalent limitations: 1. In many (but not all) packages, the algorithm for finding the shortest path between centroids does not perfectly account for turn penalties at intersections. It is possible for these algorithms to - occasionally overlook a moderately large turn penalty (i.e., I to 5 minutes). The solution to this problem is to keep the turn penalties as small as possible. If a large penalty is required and your forecasting package cannot accomodate it, it will be necessary to explicitly show that turning movement as a link in the network. To prohibit selected movements, you should not encounter problems using very large penalties (e.g., 100 minutes). 2. In many forecasting packages, traffic assignment algorithms do not account for congestion-related delays during turns. There are three possible ways around this limitation. First, include that movement as a link, and use the speed-volume function to calculate a delay. Second, incorporate the delay (or as much as possible) on the links approaching the intersection. Third, manually step through the assignment algorithm, adjusting the penalties at each iteration. The last method is practical only for very small networks. Given a tendency for drivers to avoid making turns, the modeled network should not exhibit large numbers of circuitous paths. Turn penalties can be used to straighten paths between origins and destinations. An effective means of straightening paths is to place a small left-turn penalty (i.e., 0. I to 0.25 minutes) on all the intersections in the network. Turn penalties should not be used in only one section of the network. Otherwise, the assignment algorithm will tend to avoid that section, and forecasted volumes on the network links in this section will be too small. It is best to develop a single strategy for establishing turn penalties and to apply that strategy uniformly across the network. 2.4 Intrazonal Times Two types of internal trips are found in the four-step modeling process--intrazonal and interzonal. Intrazonal trips are trips that begin and end in the same zone as shown in Figure 9. Interzonal trips begin and end in different zones. An interzonal trip between centroids 9 and 10 would use path 9-7-6-5- 10. For intrazonal trips, the network would not be used and trips would not be assigned. Thus, the higher the percentage of intrazonal trips the lower the volume on the network. The following example illustrates this point. 10 Click HERE for graphic. FIGURE 9-Trip Types for Two Zone Study Area Figure 9 represents two zones having four possible types of trip interchanges. These are: Trips from 9 to 10 (interzonal) Trips from 9 to 9 (intrazonal) Trips from 10 to 10 (intrazonal) Trips from 10 to 9 (interzonal) The trip table shown in Table 2 is a hypothetical distribution of trips in this zonal system. Based on this Table, 100 out of 300 or 1/3 of the trips from zone 9 are intrazonal trips. Thus, trips on path 9-7- 6-5-10 would be 200 (the trips going from zone 9 to zone 10). If intrazonal trips increased, then the trips assigned to the network would decrease. For example, if traffic shifted as shown in Table 3, intrazonal trips would represent 50% or 150 out of 300 trips. Then the trips on path 9-7-6-5-10 would be 150. By increasing the percentage and number of intrazonal trips, the number of interzonal trips and volumes on the network will be reduced. By decreasing the percentage and number of intrazonal trips, the number of interzonal trips and volumes on the network will be increased. Thus, link volumes can be modified by varying the number of intrazonal trips. 11 Click HERE for graphic. The best way to control intrazonal trips is by adjusting intrazonal times in the gravity model trip distribution process. The smaller the intrazonal travel times, the greater the intrazonal trips. The larger the intrazonal travel times, the fewer the intrazonal trips. A second method for controlling intrazonal trips is by modifying the average trip lengths through the gravity model. Shortening the trip lengths will increase the intrazonal trips since intrazonal trips are normally shorter in travel time than interzonal trips. An additional explanation of this principle is given in the trip distribution chapter. A third method for influencing intrazonal trips is in the definition of the zones. In order to have intrazonal trips, a zone must have both productions and attractions (dwelling units and employment). Traffic zones containing only dwelling units or only employment will have intrazonal trips only for the nonhome based trip purpose. If zones are large, intrazonal trips will be high. If zones are too large then any single loading may automatically call for a road widening from two to four lanes or four to six lanes. In a well designed zonal and network system, centroid connector loadings should generally be less than 10,000 to 15,000 vehicles per day. 2.5 Coding Errors Before calibrating a network model, the network should be checked for coding errors by visual inspection of network maps and computer output. The forecasting software can automatically check for only the most obvious errors. Every available device in your software should be used for finding: 12 a. One-way links going the wrong direction; b. Socioeconomic data entered incorrectly; c. Speed, capacity, or free travel time entered incorrectly; d. Extra links between pairs of nodes; e. Links connected to the wrong nodes; f. Missing nodes or links; g. Centroids blocking trips through the network (in packages where trips cannot pass through centroids); h. Links with incorrect lengths; and i. Geometry of intersections inconsistent with the turn penalties at that intersection. The best method for finding these errors will depend upon your software package. Skim trees can be especially helpful in finding coding errors. A skim tree is a network showing the minimum path from one zone to all other zones. There can be as many skim trees as there are centroids. Careful inspection of a few skim trees can reveal most errors relating to network geometry. An example of a skim tree is shown in Figure 10. Click HERE for graphic. FIGURE 10--Skim Tree For Zone 1 For additional network related information Reference 3 is recommended for review. 13 3.0 TRIP GENERATION 3.1 Socioeconomic Data Socioeconomic data can be an important source of error in system modelling. If there are errors in the number of dwelling units or zonal population, important inputs to trip generation, the number of trips assigned to the network will be incorrect. As an initial step in calibration, the regional total of the trips produced should be evaluated for reasonableness. The total region-wide trips produced should be divided by the total number of dwelling units to determine the average number of trips per dwelling unit. Table 4 summarizes reasonable values of person trips per dwelling unit. This Table refers to total trip generating dwelling units versus occupied dwelling units. These rates may not directly apply to vacation areas and other regions where occupancy varies across the year. Additional data on person trips per dwelling unit are shown in the appendix A, Table A2. If trips per dwelling unit are significantly different than Table 4, the socioeconomic data may need further examination. First, the region-wide number of dwelling units should be rechecked. Second, the production rates used by the model should be checked. If errors are found or the rates are not within a reasonable range, the rates may be raised or lowered to modify the total number of trips produced (see Production-Attraction Rate section). Table 4--Reasonable Values of Person Trips Per Dwelling Unit Population Person Trips Per Dwelling Unit* 50,000 - 100,000 14.1 100,000 - 250,000 14.5 250,000 - 750,000 11.8 750,000 + 7.6 * Includes internal and external trips Source: Reference 5 3.2 Household Income Where household income is used to estimate trips, care must be taken to maintain a common dollar value over all analysis periods. If the production rate table is based on 1980 household income and the base year for socioeconomic data at the zonal level is 1989, the model will over estimate the trip productions. A simple example is shown below. 14 Table 5-Sample Problem Production Rates Socioeconomic Data 1980 Trip Productions Zone # Dwelling 1989 Income Per Dwelling Unit Units Income 0-5,000 8 1 100 $8,000 5,000-10,000 10 2 200 $12,000 10,000-20,000 12 3 100 $16,000 Based on the information in Table 5, zone 3 would produce 1200 trips (12 x 100). However, the production rates are based on year 1989 income of $16,000. If the Consumer Price Index doubles from the year 1980 to 1989 then the year 1989 income is equal to $8,000 ($16,000/2) in 1980 dollars. Therefore, the trips produced in zone 3 for the year 1989 would be 1000 trips (10 x 100), where the 10 is the number of trip productions per dwelling unit with an average income of $8,000 in 1980 dollars. 3.3 Production And Attraction Rates Trip generation production and attraction rates offer an important area of adjustment in the modelling process. Quite often, trip generation rates are based on old data, are borrowed from other areas or are based on recent small sample surveys. As such, they may not truly represent the trip generation characteristics of the base year in a specific urban area. In some cases, they may represent overall regional rates, but may not be able to represent adequately the trip generation rates in different sub-areas of the region. The trip characteristics that influence trip generation include the percent of trips by trip purpose as well as the trip rates by purpose. After applying the trip generation procedure, the balance between productions and attractions across the entire region should be checked (see section 3.5, Trip Balancing Factors). The results of trip generation for the entire region should be compared with the trip rates per dwelling unit and per capita and for other areas for reasonableness. Table 4 provided such rates for comparison purposes. Additional data on person trips are shown in the appendix A, Table A2. There are a number of changes that might be made at this point in the calibration. Trip rates can be raised or lowered to better reflect region-wide trips produced. If data are available for some land use types for which there is information (e.g., the Institute of Transportation Engineers trip generation publication for trips in and out of shopping centers, residential areas, etc.), the trip rates can be compared to these and adjustments made as necessary. This would be most appropriate in instances where "special generator rates" 15 supercede the results of the trip generation model (see section 3.4, Special Generators and Reference 7). When using published trip rates such as those provided by ITE, be aware that most travel models generate person trips by purpose (work, shop, etc.) whereas ITE trip rates are vehicle trips with no breakdown by purpose. Another opportunity for making adjustments in trip generation rates occurs after trip distribution and traffic assignment. Comparisons of traffic assignment volumes and traffic counts across the screenline(s) may indicate that trip rates should be raised or lowered. Comparisons across cutlines may indicate that trips to or from certain areas are high or low with one possible explanation being that trip generation rates do not recognize the differences between these areas. Such differences may indicate adjustments are necessary for the trip generation of productions and attractions. Clearly, such comparisons could also indicate other problems, so any adjustments should be coordinated with other possible adjustments. 3.4 Special Generators Special generators are used for zones or activity centers that have trip rates significantly different from standard trip rates. Special trip generators in this category include commercial airports, regional recreational facilities, universities, regional retail malls, military bases, etc. A significant difference between assigned and counted traffic volumes in a particular area may indicate the need to specify a special generator location and adjust the trip generation rates accordingly. 3.5 Trip Balancing Factors Balancing total trip productions and attractions provides an initial check on the quality of the socioeconomic data and the trip rates. The ratio of region-wide productions to attractions by trip purpose should be in the range of 0.90 to 1. 10 prior to any adjustment. If the ratio falls outside of this range, there may be a problem with the socioeconomic estimates, the trip rates, or both. Any discrepancy should be resolved prior to proceeding to trip distribution. Generally, non home-based (NHB) trips are the most difficult to get good trip rates for and, consequently, the trip purpose that is most often out of balance. 16 4.0 AUTO OCCUPANCY Auto occupancy is used to convert person trips into vehicle trips. Changes in auto occupancy can result in significant changes in trips. The following example illustrates this point. The total number of home-based work person trips estimated for a study area is 138,000. If the auto occupancy rate for work trips is 1.38 the total number of vehicle trips would be 138,000/1.38 or 100,000 vehicle trips. However, if an auto occupancy rate of 1. 15 is used then the vehicle trips would be 138,000/1.15 or 120,000. Thus a change of auto occupancy from 1.38 to 1.15 results in a 20% increase in vehicle trips (100,000 to 120,000). By adjusting auto occupancy rates the vehicle trips can be adjusted up or down. Typical ranges for auto occupancies for different trip purposes are shown in Table 6. Additional occupancy rates are shown in the appendix A, Table A9. If local data are available, they should be used. Table 6. Typical Ranges for Auto Occupancy HBW 1.07 - 1.20 HBNW 1.40 - 1.71 NHB 1.24 - 1.65 TOTAL 1.31 - 1.54 Source: References 5 and 6 17 5.0 TRIP DISTRIBUTION 5.1 Mean Trip Length One of the most powerful methods for adjusting traffic volumes on highway links is through the trip distribution process. Shortening or increasing the average trip lengths through the distribution process will raise or lower the traffic volumes on links. Trip lengths resulting from a gravity model distribution are controlled by changing the gravity model input parameters. To explain this process first we will look at the gravity model using the information in Figure 1 1. ZONE TO ZONE TRAVEL TIME 1-1 3 1-2 5 1-3 10 Click HERE for graphic. Productions Attractions 1 100 100 2 300 200 3 200 300 Figure 11--Sample Problem 18 The basic formula for the gravity model is as follows: A * FF j ij Tij = P * ------------ i n ä (A * FF ) 1 j ij where: Tij = Trips going from zone i to zone j Pi = Trips produced at zone i Aj = Attractions in zone j FFij = Friction factor for trips going from zone i to zone j. n = number of zones Using the information in Figure 11, the number of trips going from zones 1 to 2, 1 to 3, and 1 to 1 can be determined by using the gravity model. The one additional piece of information needed is the friction factor. The friction factor is normally determined by using one of the following equations: Power Function Exponential Function 1 1 FF = ---- FF = ---- x tx t e where: t = travel time between zone i and j x = distribution parameter e = value of e Using the sample problem data and the power function, where the distribution parameter is equal to 2, for the friction factors, the gravity model will distribute the 100 trips from zone 1 as follows: 2 200 * (1/5 ) T = 100 x [ --------------------------------------- ] = 36 1-2 2 2 2 200 * (1/5 ) + 300 * (1/10 ) + 100 * (1/3 ) 19 3 T = 100 x [ ----- ] = 14 1-3 22 11 T = 100 X [ ----- ] = 50 1-1 22 If the distribution parameter of 2 is raised to a value of 3 the friction factors will change and the gravity model will distribute the trips as follows: 3 200 * (1/5 ) T = 100 x [ --------------------------------------- ] = 36 1-2 3 3 3 200 * (1/5 ) + 300 * (1/10 ) + 100 * (1/3 ) .3 T = 100 x [ ----- ] = 5 1-3 5.6 3.7 T = 100 X [ ----- ] = 66 1-1 5.6 By raising the distribution parameter from 2 to 3, shorter trips become more attractive. With a distribution parameter of 2, the gravity model produces 50 intrazonal trips in zone 1, the zone with the shortest travel time of 3 minutes. When the distribution parameter is raised to 3, these intrazonal trips increase to 66. The other longer trips (zone 1-2 and 1-3) decrease respectively by 7 and 9 trips. The longest trips (zone 1-3) have the highest percentage decrease in trips. Quite often a friction factor table rather than an equation is used, especially if an O-D survey was once conducted in the urban area. Also, the Census Journey-to-Work data available every ten years allow calibration of a work trip model as was done when large scale O-D surveys were conducted. The use of a friction factor table provides additional flexibility as compared to a power or exponential function given that portions of the table can be adjusted easily to provide modified trip lengths. An example friction factor table is shown in Table 7. Example data for friction factor tables by trip purpose and urban area are contained in Reference 8. 20 TABLE 7-Friction Factor Table TRIP LENGTH FRICTION FACTOR NONHOME MINUTES HOME BASED WORK HOME BASED NONWORK BASED 1 275 335 390 2 255 325 380 3 240 305 350 4 220 280 310 5 205 245 250 6 180 205 205 7 160 170 165 8 138 140 130 9 120 115 105 10 102 94 84 11 88 76 69 12 75 62 57 13 64 50 47 14 55 40 38 15 45 32 31 16 36 26 25 17 28 22 20 18 18 18 13 19 9 15 8 20 2 13 3 What does all this mean with respect to model calibration? By changing the distribution parameter (the exponent in the friction factor calculation) we can shorten or lengthen the average trip length of the resulting trips. And if trip length is changed then the volumes on the links can be raised or lowered. Table 8 shows the relationships between model parameters and model products. Table 8 shows the relationship between changes in the gravity model parameters and resulting outputs. Table 8-Gravity Model Relationships IF THEN AND AND Gravity Model Trip Length Link Intrazonal Parameter Volumes Volumes 21 The situation shown in Figure 12 is typical of many cities. Work trips have a much longer average travel time than shopping trips. This condition can be reflected in the models by using different distribution parameters for different trip purposes. Trips will be distributed by trip purposes and will have significantly different trip lengths. Table 9 provides default values for distribution parameters by trip purpose. As noted in this Table, the distribution parameter for the power function is around 2.0 and the exponential function is 0. 1. Work trips should have an average travel time greater than other trip purposes. Additional information on average trip lengths is shown in appendix A, Table A8. Click HERE for graphic. FIGURE 12--Sample Urban Area Table 9--Gravity Model Adjustments Parameter* Trip Length Minutes Power Exponential Large Small Pop. Pop. Home-Based Work 2.0-2.2 0.1 15-20 7-10 Home-Based Non Work 1.9-2.0 0.1 13-17 6-9 Non Home-Based 1.8-2.0 0.1 13-17 6-8 * Different networks can produce different average trip lengths even if the gravity model parameter is the same. 22 5.2 Estimating Trip Length for an Urban Area The relevant trip length for calibration purposes is the total travel time from origin to destination, including "excess" time. Excess time includes walking time and parking time. Refer to Reference I for additional information on the coding of excess time. The following relationships can give estimates of average trip length in minutes based on the urban area population, P. Home-Based Work: t = 0.98 x P0.19 Home-Based Social Recreation: t = 2.18 X P0.12 Home-Based Shopping: t = 8.1 NonHome-Based: t= 0.63 x P0.20 These trip length relationships were developed from origin- destination studies done in the 1960's, but recent studies have shown that trip length (for cities of a given size) has remained roughly constant over the past 20 years (see reference 10). 5.3 Employment Distribution Problems A common problem for urban areas with large central cities is the matching of low income households with low income jobs in the trip distribution process. Central business districts in large urban areas have high income employment. The households filling these jobs are in urban and suburban areas some distance from the central business district. The households located nearest the central business district are mostly low income. The problem occurs when the trip distribution model matches low income households with high income jobs if steps are not taken to prevent it. Failure to prevent this mismatch can seriously distort the trip length frequency distribution of HBW trips, underestimate VMT, and underestimate the demand for transit if the person trip table is used as an input to mode split. Two approaches can be used to deal with this problem. One is to disaggregate home based work trip productions and home-based work trip attractions into income quartiles and treat each income quartile as a separate trip purpose. This procedure was used by the North Central Texas Council of Governments for their 1984 model calibration. A household and work place survey as well as an excellent socioeconomic inventory were available. A second procedure is to use sector to sector bias factors (K factors, see reference 1) in the trip distribution model that have the effect of increasing the attractiveness of high income urban and suburban sectors with the high income central business district employment sectors. The bias factors are calibrated based on a knowledge of the income attributes of the zones and are basically a trial and error procedure followed by an evaluation of the sector to sector trip interchanges. This procedure was used by the Houston-Galveston Area Council to calibrate their 1984 model. WARNING: K factors do not remain constant over time and are generally discouraged. 23 5.4 Other Trip Purposes Requiring Special Treatment In addition to extemal-to-external trips, two other common trip purposes do not behave according to a gravity model. These are school trips and truck trips. School trips by automobile are relatively small in number and can sometimes be folded in with home-based-work trips without seriously affecting forecasts of highway volumes. To the extent that truck trips are external trips, they will be properly accounted for during the calibration of external stations. Truck trips that are strictly internal can sometimes be combined with the other internal trip purposes, particularly nonhome-based trips. Combining school trips and internal truck trips with other trip purposes, however, could cause distortions in the forecast. Check for this possibility. It may be necessary to supply a separate trip table for each of these purposes. Normally, however, the distortions will be insignificant and the trips can be folded into the other trip purposes. For additional information on trip distribution, see references 1, 5 and 8. 24 6.0 TRAFFIC ASSIGNMENT Within the traffic assignment process, steps can be taken to provide a better match between link volumes simulated by the models and measured base year traffic counts. The three most common traffic assignment procedures, to be discussed below, are: (1) all or nothing; (2) capacity restraint; and (3) equilibrium. Capacity restraint and equilibrium are variations on the all-or-nothing assignment process. Additional information on traffic assignment can be found in reference 3. 6.1 All-or-Nothing Assignments All-or-nothing assignment assigns all vehicle trips between two zones in a trip table to the links in the highway network comprising a single minimum time path. Assignments using this technique do not take into account delay caused by limited capacity of the links (i.e., the resulting congestion) comprising the minimum time path. A minimum path assignment simply shows the route that would be used if there was unlimited capacity on the routes. Figure 13 shows a simple network. There are two logical paths from zone 11 to 12-path 11-2-3-4-12 with a total travel time of 2+3+3+2= 10 minutes and path 11-98-7-12 with a travel time of 12 minutes. All the trips from zone 11 to 12 would be assigned to the minimum time path 11-2-3-4-12. Figure 13-All-or-Nothing Traffic Assignment Example A simple table for coding link speeds was shown in Table 1. In Figure 13, if link 2-3 has a length of 1 mile and a speed of 20 miles per hour, the travel time will be 3 minutes as shown. If the speed is dropped to 10 miles per hour, travel time for link 2-3 will increase to 6 minutes. Ile minimum path for trips between zone 11 to 12 would then become 11-9- 8-7-12, rather than 11-2-3-4-12. By decreasing the speed on link 2-3, traffic is diverted to an alternate route. Lowering speeds on links decreases their volumes. Correspondingly, increasing link speeds decreases link travel time and thus can increase volumes assigned to the links, assuming, of course, that the decreased link travel time causes the path that uses it to be more attractive to trips. 25 Initial speeds for highway links should correspond to a level of service of C for the facility. Level of service C speeds would be equivalent to approximately 87% of the free flow speed. For example, if a freeway has a free flow speed of 60 miles per hour, then the initial speed might be 0.87 x 60 or 52 miles per hour. 6.2 Capacity Restraint Assignment Capacity restraint assignment attempts to balance assigned volumes with coded link capacity and speed. An iterative procedure is used. 'Me first iteration is an all-or-nothing assignment. On successive iterations, link speeds are adjusted based on a volume delay or speed volume curve. The BPR formula is probably the most common speed volume curve used. However, different equations have been calibrated for different urban areas. New minimum paths are computed and another all- or-nothing assignment is made using the new paths. There is no assurance that the volumes will converge to a stable value. The final assignment may be an average of the assigned volumes from each iteration, or the volumes from some (usually later) iterations may be weighted more heavily. For capacity restraint assignment techniques, the coded link capacity will affect link speeds on the second and subsequent iterations according to Formula 1, and as illustrated in Figure 14. S FORMULA 1: S = ----------------- 1 + .15 (v/c)4 SPEED where: S = actual speed So = Free Flow Speed v/c = volume to c capacity ratio c = capacity at level of service C v = volume FIGURE 14-Speed-Volume Curve The following is an example of how capacity alters assigned volumes: Link Characteristics Link Length = 1 mile 0----------O So = 60 mph 1 2 Capacity = 3000 VPH Assigned Volume = 3000 VPH 26 Using Formula 1, the speed for link 1-2 would be as follows: 60 S = --------------------------- 4 1 + .15 (3000/3000) 60 60 60 S = --------- = ---------- = -------- 4 1 + .15(1) 1 + .15 1.15 S = 52 MPH With a speed of 52 MPH the travel time for link 1-2 would be 1. 15 (60/52) minutes. If the capacity of link 1-2 is lowered to 1500 VPH the speed would be reduced using Formula 1. 60 S = --------------------------- 4 1 + .15 (3000/1500) 60 60 60 S = --------- = ---------- = -------- 4 1 + .15(2) 1 + 2.4 3.4 S = 18 MPH For a travel speed of 18 MPH, the travel time for link 1-2 would increase to 3.3 minutes. As shown earlier in this chapter, an increase in the travel time of a link will likely lower the assigned volume. Correspondingly, a decrease in travel time will increase the assigned volume. Therefore, as shown in the example, lowering the speed during the application of the capacity restraint traffic assignment process, either by starting with a lower speed 'S' or by adjusting the value of capacity 'C', will increase the travel time which in turn will lower the assigned volume on congested links. If assigned volumes for entire classifications of facilities are high or low, speeds or capacities can be used to correct the inconsistencies. Table 9 summarizes these relationships. For an assignment where assigned freeway volumes are low and arterials are high, one way to correct the problem is to raise the speed or capacity of the freeways or lower the speed or capacity of the arterials. It is important to remember that capacity will only affect assigned volumes if a capacity restraint assignment process is used, whereas changes in speed will affect assigned volumes no matter what type of assignment procedure is used. 27 Table 10-Capacity Relationships IF THEN AND AND Link Speed Travel Time Assigned Capacity Volume 6.2.1 Changing the Definition of Capacity Some planners opt to use a different definition of capacity in the speed-volume function. Instead of design capacity (flow at level of service C), they use ultimate capacity (flow at level of service E). Such a change in definition requires a change in the parameters of the speed-volume function. Specifically, the parameter that multiplies the volume-to-capacity ratio must be a larger number when the definition of capacity is taken to be ultimate capacity. A value of 0.80 (instead of 0. 15) is approximately correct for most facilities. It may be necessary to vary this parameter to obtain good speed estimates. An excellent source of information about the relationship between speed and ultimate capacity is the 1985 Highway Capacity Manual. 6.3 Calibration with Equilibrium Assignment It is very difficult on congested networks to obtain good estimates of link volumes with an all-ornothing assignment. There is more control possible with an iterative capacity restraint process that weights the iteration results. However, with the above two methods, volumes on individual links can be erratically sensitive to small changes in link travel time or turn penalties. This sensitivity to small changes in link travel times or turn penalties makes the process of arriving at just the right combination of speeds on the various links especially difficult. Equilibrium assignment techniques are based on similar concepts used in the previous two methods. In an equilibrium assignment, there are usually several equally good paths through the network for each origin- destination pair. These extra paths help produce a more accurate assignment, and they also have an important benefit during calibration. The extra paths buffer the effect of link speeds on link volumes, that is, a small change in speed will cause an appropriately small change in volume. Because they are iterative procedures, equilibrium assignment algorithms are time-consuming. Nonetheless, their advantages may be substantial. Equilibrium assignments require many iterations to converge. It is recommended that at least 3 iterations (or 4 increments) be used for initial calibration and that at least 10 iterations (or 11 increments) be used for final calibration and comparisons of alternatives. Even more iterations may be necessary if there are fewer than 100 zones in your network. 28 A word of caution: Equilibrium and capacity restraint assignments are beneficial if congestion exists. For small urbanized areas with minimal congestion, an all-or-nothing assignment may be more appropriate and give adequate results. 6.3.1 Speeds and Travel Times with Equilibrium Assignment An equilibrium assignment algorithm (or an algorithm that produces similar results) will calculate a speed (or travel time) for each link. The initial settings of speeds and travel times are less important than the free speeds and free travel times. Adjustments to initial speeds during calibration have almost no effect on the forecasted volumes, unless your package has a means of approximating free speeds (or free travel times) from the given initial speeds. Check the documentation of the software package. It may be required that initial speeds always be entered as if traffic were moving at level of service C. 6.3.2 Determining Free Travel Times and Free Speeds on Links Free travel time is defined as the time it would take a vehicle to traverse a link if it were the only vehicle on the road. The link is normally measured from stop line to stop line (i.e., the free travel time usually includes the delay associated with passing through at least one intersection). Consequently, links in areas with many signalized intersections tend to have large free travel times (or low speeds). On a road with good progressive signalization, a free travel time should be approximately 10% greater than the time it would take to traverse the link at the speed limit. In other words, traffic moves about 10% slower than the speed limit when there are few vehicles on a road having several intersections. You may need to vary free travel time in order to obtain reasonable agreement with ground counts. 29 7.0 TRANSIT RIDERSHIP EFFECT ON HIGHWAY VOLUMES If a study area has significant amounts of transit ridership, forecasted highway assignment volumes may be too large if this transit ridership is not taken into account. The following methods can be used for small and medium size urban areas to adjust for transit ridership without having to build and process a transit network. If the trip generation process included transit trips, the following adjustments may be necessary. 1. Increase automobile occupancy by the percentage of persons using transit. For example, if the current transit ridership is 5 % and the actual automobile occupancy is 1.38, then the model automobile occupancy should be 1.45 (1.38 times 1.05), thus reducing the number of vehicles on the highway links. 2. Decrease trip production or trip attractions rates to represent the percentage of transit ridership. Rates for both productions and attractions need not be adjusted. Depending upon the balancing option in the trip generation step, only one set of rates controls the total number of trips in the system. If trip production rates are modified, it is desirable to vary the mode split by income category. 3. Modify the productions or attractions in individual zones. To do this, first obtain current ridership data from the local transit agency. Productions and attractions can be varied by either (1) making downward adjustments to population and employment estimates for zones or (2) directly modifying the productions and attractions after they have been calculated in the trip generation step. * A word of caution. For small and medium size urban areas, transit patronage may be insignificant and a transit adjustment will be unnecessary. 30 8.0 EXTERNAL STATIONS External stations are used to represent trips coming to or going from the study area. Analytically, external stations work much like centroids in the network, that is, a trip can have either its origin or destination at that node. Practically speaking, an external station represents a point on a road; it does not have socioeconomic characteristics. Consequently, productions and attractions by trip purpose for external stations are prepared by observing and matching the relevant ground counts. Some forecasting packages make a distinction between two classes of external trips: internal-to external (I-E) and exterrial-to-internal (E- 1); and external-to-external (E-E). E-1 and I-E trips are handled in the same manner as internal-to-intemal trips, but E-E trips require special treatment. E-E trips pass through the study area without stopping. Assuming that there is information about the number of E-E trips at the external stations, there are ways of accounting for them in the forecast. If there are relatively few E-E trips, then they can be added to the E-I and I-E trips assignment. Many of the E-E trips will be assigned to the wrong roads, but the overall assignment may still be acceptable. When there is a significant amount of E-E trips, the following procedures should be considered: - If the E-E trips always follow specific paths through the network, then those trips can be manually assigned to the correct links (check the documentation of your forecasting package for the proper method of doing this). An example of such a situation would be a major interstate highway passing through a small community. - Create an E-E trip table and assign it to the network along with the other trip purposes. You should not expect a gravity model to accurately represent E-E trips. Table 10 gives approximate percentages of all external trips that are E-E trips. Local data about trips at external stations should be obtained. Surveys of drivers at external stations are comparatively inexpensive and are quite helpful in improving the quality of your forecasts. Table 11-- Percentages of External-to-External Travel for Cities of Various Sizes Urban Area % of All External Trip Population That are E-E 50,000 - 100,000 21 100,000 - 250,000 15 250,000 - 750,000 10 750,000 - 2,000,000 4 Source: Reference 5 31 9.0 SYSTEM CHANGES VERSUS LOCAL CHANGES Model calibration requires a determination of whether differences between simulated volumes and ground counts are system-wide, more local in nature, or a combination of both. Three levels of comparison should be made: 1. System-wide (e.g. across screenlines) 2. By major movement (e.g. across cutlines) 3. By link If volumes are consistently high or low across the region then system wide characteristics must be changed to correct the problem. For example, all screenlines are found to be 15 to 20% low. To correct this problem, a number of system wide changes should be considered. Characteristics that affect system wide volume changes are: 1. Auto occupancy rates 2. Trip generation rates 3. Trip length 4. Intrazonal time (all zones) 5. Socioeconomic data - income, dwelling units (all zones) Quite often, regional totals will adequately reflect the travel in the region, but there will be major differences across cutlines or between major areas. These differences may indicate that adjustments are necessary for major movements within the region such as between a major residential area and employment center or along a major corridor. Some possible areas for investigation are as follows: - For volumes in a corridor that are too high or low, check: - Auto occupancy rates for facilities in corridor - Trip generation rates for zones contributing high volumes of trips to the corridor - Land use data for these same zones - Centroid connectors in the area of the corridor - Intrazonal times in zones near the corridor - Intersection penalties - Travel between major areas too high or too low (this may become apparent through several cutlines in a portion of the region being generally too high or too low): - Trip generation rates in subarea - Land use data in subarea - Trip lengths - Intrazonal time (selected zones) - Vehicle occupancy 32 If total volumes for all links match the total ground counts, but individual links are high or low, changes must be made that only affect specific links. For local changes that affect only specific links, the following characteristics could be modified: 1. Speed and capacity (link specific) 2. Intersection penalties (nodes for a specific link) 3. Centroid locations 4. Special generators (near specific link) 5. Local network configuration 10.0 EXPECTED AND REQUIRED ACCURACY As discussed in previous sections, a regional transportation planning model consists of a complex series of steps with many built-in assumptions. When calibrating a model, one should not be overly optimistic about matching the simulated volume to ground counts. A range of accuracy for such a comparison is shown in Figure 15. A reasonable expectation is for the model to be accurate enough so that it will not affect the number of lanes required to handle the volume. For example, if the model forecasts an ADT of 5,000 and the actual ADT is 2,000 a design change would not result. The number of lanes necessary for an ADT of 5,000 is two lanes and the number of lanes needed for an ADT of 2000 is still 2 lanes. In spite of having an error of 150% the required number of lanes remains the same. As the ADT on a facility increases, the expected accuracy of the models should increase as well. For example, links with an ADT of 100,000 would have an acceptable range of accuracy of + 15% or 85,000 to 115,000. The number of required lanes would not change. Figure 15 shows the acceptable range of deviation from actual volumes. As shown in this Figure, the lower the volume, the higher the anticipated deviation. A word of caution: When comparing forecasted volumes to ground counts, it is important to recognize that the ground counts probably contain a significant amount of error. Traffic volumes vary greatly by season and by day of week. Count errors can be caused by variation in the mix of vehicles in the traffic stream. Regularly occurring local events, special events, and accidents can distort the counts on large portions of the highway system. Errors can also be due to mechanical counter failure, field personnel mistakes, or improper counter location. Procedures have been developed to help correct for some of this variation, but these procedures are imperfect. There is often no way to ensure that ground counts correspond to the same time period as base-case socioeconomic data. Base-case ground counts should be thought of as approximations of existing traffic, just as the basecase model estimate is an approximation to existing traffic. There is a definite limit to how well model estimates should match ground counts. Figure 15 also shows the expected error in ground counts due to day-to-day variations in traffic. A perfectly calibrated model would have the link estimates clustered about the expected error in ground counts with about one-third of the links with a higher error and about two-thirds of the links with a lower error. 33 FIGURE 15 Click HERE for graphic. 34 10.1 Performance Measures Based on Observed Counts Traffic assignment provides the best opportunity to evaluate the reasonableness of the entire modeling process. However, if the assigned volumes are judged to be unreasonable, it is difficult to know from an assignment where the difficulty lies. For this reason, it is important to test the trip generation model, the network definition, and the trip distribution model as thoroughly as possible prior to performing assignments. --Percent Error Region-wide: Ideally, ground counts are made for 100 percent of the network links for the validation year. In practice, this is not possible. However, ground counts need to be made for a high percentage (greater than 65 percent) of freeways and principal arterials and a reasonable percentage of minor arterials and collectors. Estimation of traffic counts for links that were not counted may be desirable if it can be done with a high degree of accuracy. If it cannot be done with accuracy, it is better to validate using only actual counts. Percent error is the total assigned traffic volumes divided by the total counted traffic volumes (ground counts) for all the links that have counted volumes. The percent error region-wide should be less than 5 percent. --Percent Error by Functional Classification: This test will provide insight into whether the assignment model is loading trips onto the ftinctionally classified systems in a reasonable manner. The percent error by functional classification is the total assigned traffic volumes divided by the total counted traffic volumes (ground counts) for all links that have counted volumes, disaggregated by functional classification. Suggested error limits are: Freeways: Less than 7 percent. Principal Arterials: Less than 10 percent. Minor Arterials: Less than 15 percent. Collectors: Less than 25 percent. Frontage Roads: Less than 25 percent. --Correlation Coefficient: A sample correlation coefficient, r, calculated using pairs of assigned and counted volumes typically will have a value greater than 0.88. Most modelling packages calculate this value. 10.2 Performance Measures Based on VNIT An independent region-wide VMT estimate prepared annually, based on traffic counts and a roadway inventory, provides a good check on the reasonableness of the base-year traffic assignment. Depending on the number of counts made annually, it is possible to develop independent estimates of VMT by functional classification and area type as well. If the comparison of assigned VMT and counted VMT is not satisfactory, the most probable cause is an error in the trip length frequency distribution. 35 --Region-wide VMT If the urban area prepares an annual VMT estimate, the assigned VMT should agree with the assignment estimated VMT within 5 percent. However, care should be taken that the basis for the two estimates are the same. Often the annual VMT estimate is for all roads in an area, whereas assignments do not represent all roads. Appropriate adjustments should be made prior to the comparison. --VMT by Functional Classification: Assigned VMT by functional classification provides an excellent check of the reasonableness of an assignment. Typically, urban area VMT is distributed as follows: Small Medium Large 50-200K 200-1M >1M Freeway/Expressway 18-23% 33-38% 40% Other Principal Arterials 37-43% 27-33% 27% Minor Arterials 25-28% 18-22% 18-22% Collectors 12-15% 8-12% 8-12% Source: Reference 9 --VMT Per Person: The VMT per person needs to be reasonable for the validation year and the forecast year. For a large urban area a reasonable range of VMT per person is 17 to 24 miles. For a small urban area a reasonable range is 10 to 16 miles. If an annual independent region-wide VMT estimate is made this can be converted to an estimated VMT per person and compared to the assigned VMT per person value. Annual urban area population estimates are usually available. See appendix A, Table A7 for additional data on VMT per person. --VMT Per Household: The daily VMT per household needs to be reasonable for the validation year and the forecast year. For a large urban area, a reasonable range of daily VMT per household is 40-60 miles. For a small urban area a reasonable range is 30-40 miles. 36 11.0 CONCLUSIONS This manual has identified several key issues relating to model calibration and validation. As noted on the first page, a good origin- destination data base is the most preferred basis for calibration and validation. In the absence of such a data base, however, planners often need to make adjustments to model parameters so that model results better replicate actual trip volumes. In so doing, planners must be careful about the variable relationships that are inherent in these models. T'he problem of modelgenerated link volumes not replicating ground counts can be caused by many different factors. Careful consideration needs to be given to any steps taken to modify model parameters. Do real-world conditions justify the scope and magnitude of such modifications? In addition, each planning software package has often unique approaches and assumptions. They are based on a similar theory of travel behavior. However, the user-interface varies greatly across packages. Avoid mistakes by fully understanding all features of the software. If the model is producing unreasonable results or if it will not respond as expected to changes in parameters or data, additional information should be obtained on how to make the model function properly. The reference manual is likely to contain the solution to the problem; If the answer cannot be found there, contact another experienced user or the person responsible for technical support of the package. 37 12.0 TROUBLESHOOTING This section describes problems that may result during model calibration and validation and some possible solutions. Each possible solution should be evaluated to determine if an individual or a combination of solutions would be most appropriate for resolving the identified problems. Solutions are not given in a priority order nor are they all encompassing. PROBLEM POSSIBLE SOLUTIONS 1. Systemwide volumes higher a. Raise auto occupancy than ground counts rates b. Lower trip production rates c. Lower number of dwelling units d. Lower average income or average auto ownership e. Lower average trip lengths f. Increase intrazonal trips 2. Systemwide volumes lower a. Lower auto occupancy than ground counts rates b. Raise trip production rates c. Raise number of dwelling units d. Raise average income or average auto ownership e. Raise average trip lengths f. Decrease intrazonal trips 3. Total systemwide volumes a. Modify speed and capacity match ground counts but of specific link specific links do not b. Modify local network c. Add or delete nearby centroid connectors d. Add or delete intersection penalties leading to or from link e. Check nearby special generators f. Check socioeconomic data of nearby zones 4. Bridge crossing volumes a. Modify speed, capacity, do not match ground counts or length of bridge links b. Modify nearby network c. Modify average trip length 38 5. Freeway volumes are high a. Lower the speed or capacity of freeway links b. Raise the speed or capacity of parallel arterial links c. Adjust nearby centroid connectors d. Raise intersection penalties on links leading to freeway 6. Freeway volumes are low a. Raise speed or capacity of freeway links b. Lower the speed or capacity of parallel arterial links c. Adjust nearby centroid connectors d. Lower intersection penalties on links leading to freeway 7. Arterial volumes are low a. See Solutions Problem #5 8. Arterial volumes are high a. See Solutions Problem #6 9. High volume facilities overloaded a. Use capacity restraint or beyond capacity equilibrium assignment (Note: This is important infor- b. Increase the number of mation for your planning. Such a assignment iterations condition may remain even after (see Traffic Assignment all reasonable adjustments have Section) been made in the model process. c. Lower speeds and capacities of high high volume facilities d. Increase speed and capacities of low volume roads 10. A resulting link speed is a. Increase the free travel too high time b. Decrease the capacity c. Decrease the traffic assignment coefficient multiplying the volume-to- capacity ratio (esp. multiple-hour assignments) 11. A resulting link speed is too low a. Decrease the free travel time b. Increase the capacity c. Increase the traffic assignment coefficient multiplying the volume-to- capacity ratio 39 12. Paths between origins and a. Recheck the network for destinations are unreasonable coding errors b. Decrease the size of turn penalties in dense portions of the network c. Decrease the number of turn penalties in specific parts of the network d. Set link speeds so that they consider the effects of distance minimization e. Use an assignment algorithm (e.g., equilibrium) that properly accounts for the volumes on links) General Hints 1. If a specific link is significantly different than the ground count check the volumes of nearby links. This may make it possible to trace where trips are going and assist in identifying the error. Selected link analysis is useful for this purpose as well as for other evaluation of model results. This procedure allows the determination of the origins and destinations of trips using a specific link(s). 2. Confirm that centroids and centroids connectors are accurately represented in the network. 3. Check the network to ensure the number of links is compatible with the number of zones. See Reference 3. 4. Generally links should form the boundaries of zones. 5. Strive to make changes that make sense and are predictable in the future. Try not to be arbitrary in making the changes. 40 REFERENCES (1) Calibrating and Testing a Gravity Model for Any Size Urban Area, by U.S. Department of Transportation, Federal Highway Administration, August 1983 (2) Highway Traffic Data for Urbanized Area Project Planning and Design, by N.J. Pederson and D.R. Samdahl, JHK & Associates, Transportation Research Board, Washington, D.C., December 1982 (3) Traffic Assignment, by Comsis Corporation, For Federal Highway Administration, August 1973 (4) An Analysis of Urban Area Travel by Time of Day, by Peat, Marwick, Mitchell & Co., For Federal Highway Administration, January 1972 (5) Quick-Response Urban Travel Estimation Techniques and Transferable Parameters, by Art Sosslau, Comsis Corporation, National Cooperative Highway Research Program, Report 187, Washington, D.C., 1978 (6) Characteristics of Urban Transportation Demand, by U.S. Department of Transportation, UMTA, July 1988 (7) Trip Generation Analysis, by Comsis Corporation, For Federal Highway Administration, August 1975 (8) Urban Trip Distribution Friction Factors, by U.S. Department of Transportation, Federal Highway Administration, 1974 (9) Increasing the Capacity of Urban Highways -- The Role of Freeways, by Christopher Fleet and Patrick DeCorla-Souza, presented at the 69th Annual Meeting of the TRB, January 7- 11, 1990 (10) Factors and Trends in Trip Length, by Alan M. Voorhees and Associates, NCHRP Report #48, 1968 41 APPENDIX 42 TABLE A-1 COMPARISON OF TRANSPORTATION PLANNING DATA FOR URBANIZED AREAS BASED ON THE U.S. CENSUS FOR 1960, 1970, AND 1980 URBANIZED AREA FACTOR 1960 1970 1980 Total number of areas a 202 248 366 Total population 91,322,864 118,440,006 139,182,696 Total number of households 28,107,216 37,791,508 50,549,711 Total housing units 29,756,224 39,557,589 53,824,097 Percent renter-occupied housing 43.7 41.1 39.2 Workers as percent of population 38.5 40.3 45.7 Autos per household 1.0 1.2 1.3 Persons per auto 3.3 2.6 2.1 Workers per auto 1.3 1.1 0.9 Persons per household 3.2 3.1 2.8 Workers per household 1.3 1.3 1.3 Percent of workers making work trip by Auto(b) 73.4 77.3 83.4(b) Rail 8.2 4.9 3.4 Bus 16.4 8.7 6.1 Percent of households with 0 Auto 25.3 20.1 16.7 1 Auto 54.6 45.5 44.6 2 Autos 17.8 29.0 30.3 3+ Autos 2.3 5.4 8.4 A-1 TABLE A-2 TRIP GENERATION: PER PERSON, PER HOUSEHOLD Persons Persons Vehicles Vehicle Study Area Person Trips per per per per Trips per Study Area Year Description Person Household Household Vehicle Household Household Atlanta 1972 1,640,000 2.49 7.2 2.9 2.1 1.38 --- Baltimore 1977 T.P.A. 2.9 8.3 2.8 --- --- --- Buffalo, 1973 1,234,000 2.5 7.5 3.0 2.5 1.2 --- Chicago 1979 City 1.6 4.6 2.9 --- -- --- Chicago 1979 SMSA 2.4 7.2 3.0 --- --- --- Dallas 1984 T.P.A. 3.40 8.68 2.6 1.4 1.84 6.4 Detroit(a) 1980 7 County 2.59 7.47 2.9 --- --- --- Denver 1980 T.P.A. --- --- --- --- 2.27 8.3 (U.A.) Denver 1971 T.P.A 2.83 8.76 3.10 2.21 1.40 --- Duluth 1970 157,000 2.83 8.23 2.91 2.88 1.01(b) -- El Paso 1970 362,800 2.53 8.68 3.43 3.03 1.13(b) --- Fresno/Clovis 1972 295,000 3.00 8.25 2.74 2.21 1.21(b) --- Greensboro 1970 182,000 2.44 8.29 3.40 2.43 1.40(b) --- Huntington 1972 215,000 2.86 9.09 3.18 2.89 1.10(b) ---Los Angeles 1976 6 County 2.99 8.15 2.8 1.8 1.6 --- Louisville 1975 Urban Areas 2.19 6.34 2.90 1.91 1.52 5.0 Miami 1980 SMSA 3.2 --- --- -- --- --- Milwaukee 1972 7 County 2.5 7.9 3.2 2.6 1.24(b) 6.1 Minn./St. Paul 1982 7 County 3.37 -- -- -- 1.58 6.9 Philadelphia 1977 SMSA (+) 2.45 7.66 2.5 2.45 1.27 6.0 Phoenix 1980 T.P.A. 2.44 6.58 2.7 -- -- --- Portland 1977 SMSA 3.67 8.66 2.4 --- --- --- Rochester 1974 735,000 2.56 8.03 3.14 2.75 -- --- Sacramento 1978 3 County 3.39 9.34 2.6 1.6 1.6 --- San Antonio 1980 County -- -- --- 1.39 -- --- San Diego 1977 County 3.5 9.8 2.8 1.71 1.64 --- San Francisco 80/81 CMSA (-) 3.40(a) 8.71 2.56 1.52 1.70 --- Seattle 1977 T.P.A. -- 6.63 -- -- --- --- Springfield, MA 1981 2 County -- --- -- --- 1.51 --- Washington, DC 1968 2,114,000 2.17 --- -- 2.58 -- --- NPTS 1969 USA 2.02(d,e) 6.36(d,e) 3.2 --- 1.2 3.8(d) NPTS 1977 USA 2.72(d) 7.20(d) 2.8 1.77 1.6 4.0(d) NPTS 1983 USA 2.68(d) 7.69(d) 2.7 1.60 1.7 4.1(d) Key to Notes: a Recession may have reduced trip rates. d Based on 365 days per year. b Autos per household. e Does not include walk and bicycle trips made c Trips per person 5 years and older equals 3.63. by persons under 5 years old. SOURCE: Reports from individual study area. A-2 TABLE A-3 PERSON TRIPS GENERATED PER HOUSEHOLD BY AUTO OWNERSHIP Area Autos per Household All Study Area Year Description 0 1 2 3+ Households Buffalo 1973 1,234,000 1.6 6.9 11.5 16.9 7.5 Cincinnati 1972 T.P.A. 2.0 6.5 ----11.6---- --- Chicago(a) 1979 City 1.9 5.3 7.7 9.5 4.6 Chicago(a) 1979 SMSA 1.7 6.4 10.7 12.7 7.2 Fresno 1971 295,000 1.3 6.7 ----12.0---- 8.2 Los Angeles 1976 6 County 2.0 5.8 ----11.0---- 8.1 Milwaukee 1972 7 County 1.9 7.0 11.5 16.0 7.9 Minn./St.Paul 1982 7 County 1.8 6.5 11.1 16.4 9.1 Monterey 1970 T.P.A 1.2 6.6 ----12.0---- --- Portland 1977 SMSA 3.0 6.8 ----11.5---- 8.7 Rochester 1974 735,000 2.2 7.1 11.1 14.0 8.0 San Diego(b) 1977 County 3.0 6.6 ----13.0---- 9.8 San Francisco 80/81 CMSA (-) 4.0 6.3 10.1 13.4 8.7 Washington, DC 1968 2,714,000 2.1 5.9 9.7 10.6 --- Key Notes: a -- Shown are person trips per occupied dwelling unit. b -- Person trips not including motorcycle, bicycle, walking. SOURCE: Reports from individual study areas. A-3 TABLE A-4 PERSON TRIPS GENERATED PER HOUSEHOLD BY HOUSEHOLD INCOME Study Area $0- $5- $10- $15- $25- $35- All Study Area Year Description 4,999 9,999 14,999 24,999 34,999 $50,000 50,000+ Income Notes Baltimore 1977 T.P.A. ------5.0------ 8.1(a) ------------------11.6(a)------------ 8.3 Chicago 1979 SMSA ------3.0---- 5.8 7.0 ------------11.9----------- 7.2 b Los Angeles 1976 6 County 4.2 6.1 8.1 10.9 12.2 ------12.6------- 8.1 c Milwaukee 1972 7 County 3.4 7.2 10.7 12.2 -----------13.9------------ 8.8 c Minn./St. Paul 1982 7 County ------3.9------ 6.3 8.6 11.2 -------12.9------ 9.1 Phoenix 1980 T.P.A. 3.4 4.6 5.6 7.1 ------------8.6------------ 6.7 c Portland 1977 SMSA ------4.6------ ------8.9------- -----------12.6------------ 8.1 d San Diego 1977 County 3.2(h) 7.0(h) 8.9(h) 12.3(h) 14.6 14.1 15.8 9.5 e,f San Francisco 80/81 CMSA(-) 3.6 5.7 7.2 8.5 10.9 11.1 12.5 8.7 g NPTS 1983 USA ------5.3------ 10.2(i) 14.7(i) 14.5(i) -----19.7(i)----- 11.1 Key to Notes: a - Income categories are $10,000-18,999 and $19,000 and over. b - Income categories are 0-$9,000 and $9,001-15,000. c - Recomputed from different income groupings. d - Income categories are 0-$7,999, $8-29,000, and $20,000 and over. e - Income in 1977 dollars. f - Does not include trips by motorcycle, bicycle, walking. g - Average equals 9.06 for households reporting income. h - Calcluated by simple averaging over smaller income categories. i - Income categories are $10-19,999;$20-29,999;$30-39,999; and $40,000 and over. SOURCE: Reports from individual study areas. TABLE A-5 AVERAGE DAILY VEHICLE TRIPS PER HOUSEHOLD BY FAMILY INCOME AND VEHICLE OWNERSHIP (1983/4) Family Income Number of Household Vehicles (Dollars) 1 2 3 4+ All 0- 9,999 2.6 3.7 5.1 6.8 1.9 10-19,999 3.1 4.9 5.5 7.0 3.3 20-29,999 3.4 5.1 5.9 8.5 4.9 30-39,999 3.1 5.4 7.0 8.2 5.6 40,000+ 2.9 5.7 6.9 9.2 6.2 All 3.0 5.1 6.3 8.4 4.1 SOURCE: Federal Highway Administration, Survey Data Tabulations: 1983- 1984 Nationwide Personal Transportation Study, November 1985, p.11. A-5 TABLE A-6 PERSON TRIPS BY HOME-AND NONHOME-BASED Percentage Distribution ___________________________ Home- Home- Study Area Based Based Study Area Year Description Work NonWork Based Total Atlanta 1972 1,640,000 25.4 55.4 19.2 100 Baltimore 1977 1,749,125 22.3 54.7 23.0 100 Cincinnati 1978 T.P.A. 28.7 53.3 18.0 100 Dallas 1980 T.P.A. 19.9 59.7 20.4 100 Denver 1982 Urbanized Area 25.2 54.0 20.8 100 Detroit 1980 7 County 20.3 53.8 25.9 100 El Paso 1970 363,000 19.7 55.9 24.4 100 Evansville 1978 T.P.A. 19.1 46.9 34.0 100 Indianapolis 1970 T.P.A. 25.4 53.4 21.2 100 Kansas City 1970 8 County 18.7(a) 59.1 22.2 100 Los Angeles 1976 6 County 19.2 52.7 28.2 100 Louisville 1975 Urbanized Area 26.6 54.1 19.3 100 Milwaukee 1972 7 County 33.0 47.0 20.0 100 Minn./St. Paul 1982 7 County 17.9 53.7 28.4(b) 100 Pensacola 1970 T.P.A. 14.8 59.2 26.0 100 Philadelphia 1977 SMSA(+) 23.0 55.0 22.0 100 Phoenix 1980 T.P.A. 25.7 53.5 20.8 100 Portland 1977 SMSA 19.3 57.9 22.8 100 Sacramento 1978 3 County 13.9 58.8 27.3 100 San Diego 1977 County (-) 14.6 57.5 28.0 100 San Francisco 1980 9 County 18.2 51.4 30.4 100 Washington,, DC 1968 2,714,000 24.4 62.8 12.8 100 Key to Notes a --"Serve Passenger" not included in Home-Based Work trip purpose. b -- 45 percent are Nonhome-Based Work trips. Source: Reports from individual study areas. A-6 TABLE A-7 DAILY VMT: TOTAL AND PER PERSON Total Daily Study Area VMT VMT per Study Area Year Description (000,000) Person Atlanta 1972 1,640,000 12.6 13.8 Chicago 1970 8 County 95.6 12.6 Chicago 1975 SMSA 99.0 ---- Dallas 1983 County 40.6 24.7 Denver 1983 Urbanized Area 25.6 16.4 Detroit 1980 7 County 56.3 ---- Evansville 1970 175,000 1.8 10.3 Honolulu 1970 750,000 8.9 11.9 Houston 1977 2,300,000 41.0 17.8 Los Angeles/ 1982 Urbanized Area 165.4 17.4 Long Beach Louisville 1975 Urban Area 10.8 12.7 Louisville 1981 Urban Area 13.0 15.6 Milwaukee 1972 Urbanized Area 13.0 ---- Milwaukee 1972 7 County 20.1 11.1 Minn./St. Paul 1980 7 County 36.1 18.2 New York City 1980 City 41.8 5.9 Philadelphia 1977 SMSA 57.71(a) 11.3 Phoenix 1979 T.P.A. 10.3(b) 9.0 Portland 1977 SMSA 10.7 11.1 Sacramento 2982 Urbanized Area 15.2 19.1 San Diego 1982 Urbanized Area 30.8 18.1 San Francisco/ 1982 Urbanized Area 52.6 16.5 Oakland San Jose 1982 Urbanized Area 22.0 17.7 Seattle 1975 1,800,000 23.6 13.1 St. Louis 1972 2,400,000 20.2 8.4 Tucson 1973 407,000 5.0 12.5 Washington,, DC 1980 SMSA 45.4(c) ---- NPTS 1969 USA ---- 10.6 NPTS 1983 USA ---- 11.9 Key to Notes: a -- Includes 10.2 million VMT by truck. b -- Major streets and freeways only. c -- Includes 5.6 million VMT by truck. SOURCE: Reports from individual study areas. A-7 TABLE A-8 AVERAGE AUTO TRIP TIMES BY TRIP PURPOSE (In Minutes) Home--Based Study Area ___________________________________________________ Nonhome- All External- Study Area Year Description Work School Shop Soc./Rec. Other Based Trips Internal Baltimore 1977 T.P.A. 15.6 ---- ---- ---- 10.9 12.6 ---- ---- Denver 1971 U.A. 18.6 ---- 10.6 ---- 14.1 ---- 15.1 33.0 Los ARPIN 1976 6 County 30.1 ---- 16.4 ---- 21.7 21.7 23.5 ---- Lag ARPIN 1967 9,008,400 17.8 ---- 5.4 ---- 9.7 8.2 11.0 ---- Minn./St.Paul 1970 1,874,400 19.2 27.0 11.4 17.3 ---- ---- 16.9 ---- Philadelphia 1977 SMSA (+) ---- ---- --- ----- ---- ---- 17.8 44.1 Sacramento 1979 3 County(-) 17.1 ---- 11.1 ---- 12.6 12.9 13.2 ---- Son Diego 1977 County(-) 24.6 ---- 14.8 ---- 19.0 18.5 19.6 ---- San Francisco 80/81 CMSA(-) 24.5 17.2 --- 18.6 14.5 16.3 18.0 ---- San Francisco 1965 4,400,000 15.8 ---- 9.5 11.5 9.4 9.1 ---- ---- Wilmington 1970 T.P.A. 9.5 ---- ---- ---- 7.7 7.3 8.9 11.9 SOURCE: Reports from individual study areas. A-8 TABLE A-9 AUTO OCCUPANCY BY DESTINATION TRIP PURPOSE Study Area Personal Social Study Area Year Description Home Work Business Recreatin Shop Other All Albuquerque 1981 T.P.A -- 1.22 -- 1.88 1.57 -- 1.51 Chicago 1979 SMSA 1.33 1.14 -- -- -- 1.44 1.33 Detroit 1980 7 County -- 1.22 -- -- -- -- 1.41 El Paso 1970 362,800 -- 1.2 1.4 1.7 -- 1.5 1.5 Milwaukee 1972 7 County 1.43 1.15 1.35 1.91 1.46 -- 1.41 Portland 1977 SMSA 1.45 1.13 --- 1.12 1.51 -- 1.50 San Diego 1977 County(-) 1.44 1.14 1.22 1.78 1.56 1.42 1.49 San Francisco 80/81 CMSA(-) -- 1.1 -- 1.7 1.2 -- 1.3 Springfield, MA 1980 2 County -- 1.14 -- -- -- -- 1.35 NPTS 1969 USA -- 1.4 1.9 2.5 2.0 -- 1.9 NPTS 1977 USA -- 1.4 1.8 2.4 1.9 -- 1.9 NTPS 1983 USA -- 1.3 1.8 2.2 1.7 -- 1.8 A-9