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Comparing Infrastructure Renewal Projects to Mobility Improvement Projects



30                               TRANSPORTATION RESEARCH RECORD 1429


Comparing Infrastructure Renewal Projects to Mobility Improvement
Projects

JOHN P POORMAN AND GLENN POSCA                                      
Procedures that provide for a quantitative calculation of system
benefits derived from both infrastructure and mobility projects arc
described.  The procedures were used by the Capital District
Transportation Committee (CDTC) in Albany, New York, as part of a
comprehensive project evaluation process in the development of its
1993-98 Transportation Improvement Program.  The technique involves
the use of CDTC's regional travel simulation model to estimate
system-level impacts of transportation actions; these impacts
include changes in travel time, delay, excess delay, operating
costs, accident costs, and vehicular emissions.  Metropolitan
transportation organizations typically use such calculations to
examine the value of mobility projects (highway widenings. signal
system improvements, new highway or transit facilities, and other
projects that add capacity), but CDTC uses similar calculations to
capture the system benefit of repair or replacement of bridges,
highways, and transit equipment.  This method allows for head-to-
head comparison of mobility improvement and infrastructure repair
projects.  In the CDTC process, the system value of a bridge,
highway or transit service renewal proposal is estimated by
simulating system conditions both with and without the facility or
service proposed for repair or replacement.  The difference between
system conditions with the facility (or equipment) in place and
with the facility removed is then prorated to reflect the
percentage of the natural life of the facility that is extended by
the project.  For example, if a facility's physical life is 50
years and the repair extends its life 20 years, the system benefit
of the repair project is calculated at 40 percent of the calculated
system value of the facility.


The Capital District Transportation Committee (CDTC) is the des-
ignated metropolitan planning organization (MPO) for the area
containing the Albany-Schenectady-Troy, New York urbanized area. 
During 1992 CDTC and New York State defined CDTC's metropolitan
area boundary as Albany, Rensselaer, Saratoga, and Schenectady
counties (with the exception of a small part of Saratoga County,
which is within the Glens Falls urbanized area).  The total
population of CDTC's defined metropolitan area is in excess of
750,000, and the entire area is designated as a marginal
nonattainment area for ozone.
CDTC's board is composed of the New York State Department of
Transportation (NYSDOT), New York State Thruway Authority, Capital
District Transportation Authority, and Capital District Regional
Planning Commission; chief elected officials from the four
counties; mayors of four central cities (Albany, Schenectady, Troy,
and Saratoga Springs) and four smaller cities (Rensselaer, Cohoes,
Watervliet, and Mechanicville); and rotating representatives of
towns and villages.  CDTC operates by consensus, defined as
unanimous consent of all affected parties.


Capital District Transportation Committee, Five Computer Drive
West, Albany, N.Y. 12205.


     The Capital District is characterized as a collection of small
cities with growing suburban areas both within a tri-city area and
surrounding that area, particularly along the Interstate 87
corridor in Saratoga County.  The fragmentation of municipal
structures has historically allowed CDTC to avoid "big city versus
suburban county" conflicts in planning and program development. 
MPO participants have relied on objective information and
structured discussions rather than raw political clout for many
years.  These discussions have their origins in the 3C
(comprehensive, continuing, and cooperative) process of the mid-
1960s, which produced a long-range transportation plan by 1971.
     Further, a strong precedent for objective comparison of com-
peting transportation projects was established in 1977 to
facilitate the selection of substitution projects for the withdrawn
1-687 project in Albany County.  At that time, policy and technical
participants from all member agencies and units of government
worked cooperatively on a multimodal project evaluation and
programming structure.  The structure was successful in gaining
consensus on a list of state and local highway projects and public
and private transit improvements totaling approximately $60
million.
     CDTC continued its structured project evaluation process in
the 1980s through a formal Project Information Procedure (PIP),
which built on the Interstate substitution process and included
both quantitative and qualitative evaluations of project merit. 
The procedure proved useful, but it was generally limited in
application to situations in which projects from different sponsors
were competing for the same categorical funds.  These situations
tended to be limited to urban system projects, which constituted
only a small fraction of the total federally funded transportation
program approved each year by CDTC.  It was not applied to federal-
aid primary funds, which were exclusively on projects on state
highways, for example.
     With the passage of the Intermodal Surface Transportation Ef-
ficiency Act of 1991, greater flexibility in programming set up
much greater potential for competition among projects from dif-
ferent sponsors.  During the annual update of its 5-year Transpor-
tation Improvement Program MP) carried out between October 1992 and
March 1993, CDTC engaged in an open process to program
approximately $130 million in National Highway System, Surface
Transportation Program, and Congestion Mitigation and Air Quality
(CMAQ) Program funds available to new projects.  This situation was
made possible largely by the expectation of a new state dedicated
funding program that would lessen the state's demands on federal
funds.
     The presence of a large pot of flexible funds reinforced
CDTC's long-standing commitment to objective comparisons and
prompted an examination of ways in which to improve the technical
evaluation.




Poorman and Posca                                                 31


DEVELOPMENT OF 1993-98 TRANSPORTATION IMPROVEMENT PROGRAM

CDTC launched its annual UP update in October 1992.  In contrast to
TIP updates of prior years, this effort was characterized by
several new features.

     1.   A major municipal outreach effort was established.  Each
of the more than 70 municipalities in the metropolitan area was
contacted to elicit project proposals.  After 1 month, a second
letter was sent, citing local roads with poor pavement conditions
and daily traffic volumes over 5,000 and containing a request to
consider proposing such facilities for repair.

     2.   A major public outreach effort was conducted.  More than
100 community, environmental, and business groups were included in
ongoing mailings of TIP material and invitations to open TIP
working group meetings.

     3.   NYSDOT provided full disclosure of its project proposals
for both federal and state fund sources early in the process and
pledged to work with CDTC staff and local participants in accu-
rately scoping project proposals and in firming up cost estimates
of both state and local projects.

     4.   Participants reaffirmed commitment to an objective
evaluation process.  Through discussions, this process was defined
as a screening, scoring, and programming sequence.  Project
proposals were screened for consistency with regional and local
plans, minimum physical condition for infrastructure work, minimum
level of service (LOS) for congestion relief, and other conditions. 
Projects passing the screen were then scored on a consistent set of
criteria.  Balance among project types, geographic areas, and pro-
ject sponsors was struck at the programming stage.

     The process continued from October 1992 through March 1993
with ample opportunities for public comment before formal CDTC
action.  During that period, 114 projects were considered.  Of
these, most were derived from either CDTC's ongoing regional system
planning process or from outreach to municipalities.  A minority
were the traditional infrastructure repair and replacement projects
on the state system, project types that had dominated CDTC's TIP
for many years.

     The screen, score, and program sequence differed from CDTC's
traditional PIP used to evaluate candidate projects by segregating
screening criteria from scoring criteria.  The PIP traditionally
included a weighting factor to allow travel time savings derived
from addressing a LOS E intersection to be treated as more im-
portant than similar travel time savings derived from addressing a
LOS D intersection.  In contrast, the screening process eliminated
all consideration of LOS D intersections.  Similarly,
infrastructure projects were screened to eliminate consideration of
lower function roads unless they were in poor condition and major
arterials unless they were in fair condition.
     This shift in process, along with the broad outreach and large
amount of funds on the table, led to a thorough revision of the
PIP.


REVISED PROJECT INFORMATION PROCEDURE

CDTC staff and TIP working group participants reviewed the existing
PIP and made some significant changes to it.  The changes were made
to fill holes in previous techniques and to fairly articulate the
merits of a wide range of project types.  A conscious choice was
made not to use a 100-point scale, in order to avoid limiting the
effect of a single criterion on the estimation of total project
merit.

     As in the previous PIP, an attempt was made to provide a
single "fact sheet" for each project that summarizes both
quantitative and nonquantitative criteria.

Differences from the historic PIP include the following:

     1.   Safety benefits, travel time savings, and energy and user
cost savings were generally estimated using CDTC's regional travel
simulation model, using a common reference year of 2000.
     2.   Hydrocarbon emissions reductions and cost-effectiveness
of emissions reductions were added as quantitative criteria.  These
were also calculated using year-specific, link-level emission rates
applied to regional travel simulation model results.
     3.   Congestion relief benefits were added as quantitative
criteria but not counted in the quantitative benefits.  These were
measured in terms of daily excess vehicle hours of delay (XVHD)
saved and the cost-effectiveness of such savings. (Excess delay is
defined as the amount of time spent at an intersection or highway
link above and beyond the maximum allowable time at LOS D.) 
4. "Life-cycle cost savings" (a more correct term may have been
"extended facility value") served as a primary measure of the
benefit of infrastructure projects.  The new life-cycle cost sav-
ings measurement was also calculated using results from CDTC's
regional travel simulation model.
     5.   Previous qualitative criteria measured on a scale of -2
to +2 were replaced with a comparable list of narrative criteria. 
The expressed intent of this switch was to recognize that any one
of the nonquantifiable criteria might have sufficient importance to
warrant inclusion or exclusion of a given project.  For example, if
elimination of traffic from a residential area were the sole
purpose of a project, the narrative treatment would allow full
articulation of the argument for the project.  Fact sheets were
given a flexible format so that the space devoted to different
criteria could be adjusted to fit their importance to each project.
     6.   Narrative criteria included noise reduction, impact on
residential traffic, community and ecological disruption, access to
the public transportation system, modal integration, provision of
alternative modes, system linkage, and economic development.  An
"other" category was provided to note characteristics of the pro-
ject not cited elsewhere.

     A sample project evaluation fact sheet is shown in Figure 1.
Although many of the criteria are derived from the previous PIP,
the differences proved significant.  Use of narrative criteria in
place of qualitative scores successfully allowed nontraditional
projects equal consideration as traditional projects.  Participants
focused on narrative merit for several projects in adding them to
the TIP; this would have been less likely under the previous -2 to
+2 scale.


TREATMENT OF INFRASTRUCTURE RENEWAL PROJECTS

The most significant technical advancement of the revised eval-
uation process is the reworking of the treatment of infrastructure
projects.  The revised approach proved very effective in articulat-
ing the inherent value of infrastructure work.
     Improvement in the approach came from asking, "Why are
infrastructure projects valuable? What are we trying to achieve by



32                                                                  
                                 TRANSPORTATION RESEARCH RECORD 1429


reconstructing a bridge, rebuilding a road, or replacing a bus?" If
this implicit value could be quantified, it could be fairly
compared with the value derived from other projects, such as new
transit services or intersection improvements. literature in this
area was hard to find and provided tittle insight.  Intuitively,
repairing or replacing a facility or service integral to the
regional system is important because of the value of that facility
or service to the transportation system.  Bridges are not replaced
because they are in poor condition; they are replaced because it is
important to keep those links open.  Buses are not replaced because
they are 12 years old; they are replaced because it is important to
continue operating a vital transit service.
     As a result, the life-cycle cost savings (or the extended
facility value) of an infrastructure project was defined as 

Extended facility value = (total facility value)

                         x (% extended life)

where

     total facility value = safety benefits + travel time savings +
                              energy and user cost savings (from
                              the presence of the facility), and 
     % extended life = (years of facility life added by project)/
                              (normal facility life)


Click HERE for graphic.


Safety benefits, travel time savings, and energy and user cost sav-
ings attributable to the facility or service are calculated using
CDTC's regional travel simulation model.  Specific safety im-
provements are treated separately using accepted NYSDOT accident
reduction factors, applied against accident experience at the site. 
If specific safety calculations are performed, the safety benefits
derived from the calculations are used in place of the regional
model's estimates of safety benefits.
     The model is run once with the facility or service in place,
then a second time with the facility or service removed.  The
difference in regional system measures between the two model runs
is assumed to represent the total value of the facility or service.
     For bridges, the facility is removed for purposes of running
the simulation model by eliminating the bridge link entirely from
the highway network. For highways, the facility is considered re-
moved by reducing the travel speed to 8 km/hr (5 mph).  This speed
effectively eliminates the facility's through function while
allowing the simulation model to maintain access to any traffic
analysis zone loading links that might be located along the
facility.
     For transit service, the service is eliminated by restoring
passenger travel as vehicular travel to the highways that the
transit service is effectively serving.  One key transit
replacement project evaluated by CDTC for use of federal "highway"
funds was the replacement of a private carrier's express buses
along 1-87.  These buses remove approximately 500 vehicles from the
peak direction in the peak hour of a facility that is operating a(
LOS E in the peak hour.  The system value of this transit service
is significant.
     From this perspective, the value of a bridge repair project
can be viewed as gaining 10 or 20 more years of safety, travel
time, and energy and user cost savings compared with allowing the
bridge to close at the end of its normal life.  Normal facility
life was defined as the total span of years from construction to
the point of closure (for a bridge), closure to all but local
access traffic (for highways) or retirement (for transit vehicles),
when only ordinary but not extraordinary maintenance is provided.
     Normal facility life was estimated for highways using historic
pavement deterioration rates derived from the pavement scoring ef-
forts of the NYSDOT and CDTC.  The NYSDOT condition ratings are on
a pictorial scale of 1 to 10.  The break points on the scale are
based on engineering judgment (1).  These annual deterioration
rates vary with the type of facility and the starting condition. 
Thus, it is possible to estimate the number of years required to
take a new facility to the point of being considered passable only
to local traffic.  This span was estimated at approximately 39 to
47 years for non-state, federal-aid highways and 29 to 42 years for
state highways, depending on pavement type.  State highways have a
shorter projected life because of higher deterioration rates
attributable to greater traffic volumes, particularly greater
volumes of heavy truck traffic.  Because the deterioration rates
are developed from a data base of highways that excludes only those
roads that have received improvements sufficient to increase the
pavement score by two points or more, the rates represent natural
background deterioration that assumes routine maintenance. (Routine
maintenance includes all improvements that do not improve the
pavement condition by more than one point, such as pothole filling
and crack sealing.)
     In practice, the percentage extended life was determined from
tables that relate current pavement condition with percentage
extended life.  All repairs are assumed to restore highways to a
condition of 10 and bridges to a 7. A sample table is presented in
Table 1.
     Similarly, the normal facility life for bridges was related to
NYSDOT bridge condition ratings.  The condition rating is a single




Poorman and Posca                                                 33


number that is the weighted average of a broad cross section o
elements taken from current inspection reports.  The 13 element
ratings, composing the broad cross section, range from a struc-
turally insignificant curb element to a primary member element,
which is perhaps the most structurally significant rating of the
entire inspection report.  This number is intended to represent an
idea of the overall condition of a bridge (2).  A bridge score of
2.5 on a scale of 1 to 7 was used as the approximate point at which
the bridge would be closed to traffic.  Bridge data have not been
examined as rigorously as have pavement data to determine
condition-specific deterioration rates.  Table 2 relates percentage
extended life to current bridge condition scores.
     For transit vehicles, 12 years is the typical minimum age for
replacement.  Vehicles are certainly functional at higher ages than
12 years, although greater-than-average maintenance and repair can
be anticipated.  For transit vehicles, a span of 20 years is
assumed to represent the normal life, assuming ordinary but not
extraordinary maintenance over the 20-year period.  Another table
(not shown here) was prepared with percentage extended life related
to vehicle age.
     The total facility value is prorated because extending the
life of a facility involves some overlap between the remaining life
of the facility without repair and the service life of the
improvement.  Unless a repair is made at the exact time that the
facility is to become nonfunctional (see Figure 2), the overlap
means that a portion of the service life of the improvement is
redundant with life that remained before the improvement.
     At an absurd extreme, assume a bridge is built with a life ex-
pectancy of 60 years.  Assume that it is rebuilt 1 year later,
again with a life expectancy of 60 years.  In this case, the
rebuilt bridge has added only 1 year's worth of mobility function
to the system, not 60 year's worth.  In this case, it would be
appropriate to reduce the total facility value by a factor of 59/60
in order to fairly estimate the true incremental value of the
rebuilding project (see Figure 3).
     Real-world projects are not as absurd, but they each involve
some degree of inefficiency.  Reconstructing a road in "fair"
condition may provide a new life span of 40 years for a road that
previously had 15 years of function left.  In this case, the
procedure would credit the project with only 25/40 of the total
annual facility value.


APPLICATION

In the 1993-98 TIP development process, CDTC entertained 114
candidate projects for National Highway System, Surface Trans-


     TABLE 1 Percentage Extended Life By
     Pavement Type for Non-State Federal-Aid Roads

     Condition
     Rating         Rigid          Overlay        Flexible

     1              100            100            100
     2              100            100            100
     3              93              91             92
     4              75              74             75
     5              56              58             60
     6              37              43             43
     7              20              27             27
     8              11              15             16
     9               6               6              7
     10              2               2              2


     TABLE 2 Relationship Between
     Extended Life of a Bridge and Its
     Rating

     Bridge         % Extended
     Rating

     7                      0
     6                   22.2
     5                   44.4
     4                   66.6
     3                   88.9
     2.5                100.0
     2.0                100.0
     1.0                100.0


portation Program and (CMAQ) funds.  All were subjected to the
identical screen, score, and program sequence.
     Project proposals that were primarily intended to address mo-
bility issues (intersection channelization, signal coordination,
new commuter transit services, demand management, highway widen-
ings, arterial management, and expressway management) and those
intended to rehabilitate or replace existing infrastructure (bridge
rehabilitation or replacement and pavement reconstruction) were
evaluated primarily on the basis of cost-effectiveness. 
Programming decisions "off the top" regarding projects whose
benefits are not easily quantified were made first.  Projects com-
peting for CMAQ funds, including several transit mobility projects,
were evaluated using the method presented here.  Funds were
sufficient to fund all CMAQ projects.  Transit infrastructure pro-
jects did not compete against highway infrastructure projects,
since the federal money for transit infrastructure projects was
sufficient.  The remaining projects (including all mobility and
infrastructure renewal projects) were considered equally, on the
basis of cost-effectiveness.  The travel time savings, user cost
savings, and accident reduction benefits anticipated from a highway
widening, for example, were considered to be equivalent to the
travel time, user cost, and safety benefits contained in the life-
cycle cost value of infrastructure renewal projects.
     Some projects contained a mix of infrastructure repair and mo-
bility improvement.  Several highway widenings were linked with
replacement of deteriorated bridges, others with reconstruction of
poor pavement.  Benefits for these projects were defined as the sum
of the life-cycle cost value of the renewal of existing facilities
and the mobility value of the expanded capacity or other
improvements.
     The process reserved programming discretion to ensure balance:
there was an expressed commitment to producing a balanced program
by project type and geographic area and no intention to use the
benefit/cost ratios in a deterministic fashion.  However, the
technical products required very little supplemental effort to pro-
duce a balanced program.  Mobility and infrastructure projects from
various geographic areas were intermingled in the list of projects
ordered by descending benefit/cost ratio.  After review, the rank
order was treated by the TIP participants as intuitively reasonable
and understandable and no bias for or against a certain project
type was detected.
     Important facilities generally produced high benefit/cost
values for both mobility and renewal projects except for cases in
which the needs were marginal and the improvement costs high. 
Projects on lower-volume facilities ranked high if costs were
proportion-



34                              TRANSPORTATION RE-SEARCH RECORD 1429


ately low; high-cost repairs or improvements on low- volume roads
ranked low on the list, as expected.
     As a result, the technical process for comparing
infrastructure renewal with mobility improvement projects proved to
be very successful.  A total of 53 projects (including 3 transit
projects) from the 114 candidates were added to the area's 5-year
TIP by unanimous consensus of the CDTC board in March 1993.  The
total project cost for these projects is approximately $230
million: $130 million for project phases over the next 5 years and
the rest related to phases to be completed in the following 5
years.  Of the 53 projects, 15 were mobility projects (including 3
transit projects), 17 were pavement renewal projects, 6 were bridge
renewal projects, 6 were combined mobility and pavement projects, 2
were combined mobility and bridge projects, and 1 was a safety
project. The remaining projects included an enhancement project, a
planning study, and a truck bypass intended to separate truck
traffic from an historic hamlet. (These were projects programmed
without primary concern for quantitative benefits.)


INDICATIONS FOR FURTHER DEVELOPMENT

Speed at Which a Road Is Effectively Closed

As presented earlier in this paper, the value of repairing a road
is gauged by testing one traffic simulation scenario with the road
functioning normally and a second with the road at a functional
speed of 8 km/hr (5 mph).  The difference between the two scenarios
is the effect of keeping the road open.  The speed 8 km/hr was
chosen to simulate two conditions on the road: effective closure to
through traffic and use by local traffic at a speed likely to occur
with a badly deteriorated road.

     Although using a speed of 8 km/hr in the model will keep
through traffic off the road, it may not be the optimum speed for
the analysis.  For certain facilities, such as an Interstate
highway (as well as some other 55-mph roads), even a 25-km/hr (15-
mph) free-flow speed might effectively eliminate through traffic. 
Therefore, it may be possible that using a higher speed in the
analysis could effectively represent closure of the road to through
traffic without requiring the assumption of unrealistically low
local travel speeds.  Use of a refined speed estimate would lead to
a refined estimate of the mobility function of a facility proposed
for repair.

Pavement and Bridge Condition Thresholds

The process assumes that a highway has reached the end of its
service life when the pavement condition reaches a 3 on the scale



Click HERE for graphic.



Click HERE for graphic.


of I to 10.  A bridge is assumed to reach the end of its service
life when the bridge condition reaches 2.5 on a scale of I to 7.
The percentage extended life is related to these thresholds.
     These conditions may reasonably represent thresholds at which
further deterioration is not easily predicted.  However, they may
not truly represent the end of the facility's service life.  Many
more years may expire between the time a facility reaches the
threshold and the time at which the facility is closed or passable
only by local traffic.
     Further consideration needs to be given to the thresholds se-
lected.  Choosing lower thresholds, such as a pavement condition of
I would greatly increase the theoretical service life of a facility
and lower the percent extended life of most improvements, resulting
in lower benefit/cost ratios for infrastructure projects.  Since
deterioration rates are not reliable for roads in such poor
condition, it would be difficult to determine the service life of a
road below the current threshold.


Difference Between Design Life and Percentage Extended Life

Values for the life of a facility are used both in analyzing the
cost of construction and in calculating the benefits of repairing
it.  In calculating the benefits of repairing a road, the service
life is the number of years that it takes to deteriorate from a
condition 10 to a condition 3, which could be from 29 to 47 years,
depending on the type of road.  However, when calculating the
annualized cost of the road, the length of the expected life is
derived from standard values produced by NYSDOT ranging from 10 to
30 years, depending on the type of repair.
     The apparent conflict between design life (for analyzing
costs) and service life (for calculating benefits) needs further
thought.  It would appear desirable to use identical values for the
design life of the project and the extended life due to the
project.  However, the NYSDOT table lists the expected life for
more than a dozen different facilities, not just pavement.  It
would not be desirable to ruin any internal consistency in these
numbers; otherwise, the annualized costs of some types of projects
might be misrepresented in relation to the others and have an
unfair advantage.  Possibly the reliability of both sets of numbers
warrants examination.
     Also, further study is needed to determine if the expected
life of a road should be assumed to be the same after a resurfacing
as it is after a reconstruction, as they currently are treated in
the benefits calculation.  Intuitively it would appear that a
resurfaced road might deteriorate faster than a reconstructed road.
but CDTC has no data to support this.



Poorman and Posca                                                 35


Calculation of Emissions and XVHD Savings

For projects in which mobility improvements are made, emissions
reductions and XVHD savings are calculated relative to conditions
in the reference year 2000.  They are displayed on the project fact
sheet for information purposes but do not contribute to the
benefit/cost ratio.  In CDTC's 1993-98 TIP process, the
contribution of infrastructure renewal projects toward extending
the life of facilities' emissions and XVHD benefits was not
calculated.
     This is a significant item.  The absence of emissions and XVHD
values of infrastructure renewal projects may not significantly af-
fect programming decisions.  However, articulation of these
benefits could allow quantitative representation of the importance
of infrastructure repair in the region's congestion management pro-
gram and air quality implementation program.  Consideration will be
given to articulating these benefits in future applications.


Conflict Between Reference Year and Benefit Year

The analytical process used in CDTC's 1993-98 TIP development used
traffic conditions in the reference year 2000 as a base.  However,
the benefits attributed to an infrastructure repair project are
long term, most likely not seen in the reference year.  For
example, if a road would have lasted another 15 years (in very poor
condition) but is repaired now to a life expectancy of 40 years,
then the equivalent of 25 years of benefits are attributed to the
project, but they represent improved conditions 15 and more years
into the future.  This indicates that travel time, user cost,
accident reduction emissions benefits, and congestion mitigation
(XVHD) benefits attributed to infrastructure renewal projects
should be represented relative to traffic volumes and emissions
rates that pertain to an appropriate future year rather than the
single reference year. CDTC will investigate the feasibility of
such a refinement to the process.  The investigation should include
consideration of net present value, discount rates, and use of
traffic volumes and emissions rates from the first year of benefit. 
Its incremental contribution to the decision-making process may be
negligible and may not justify the additional effort.


Transit Benefits

The question here is this: What are the benefits of replacement of
an inner-city bus when the purpose of the bus service is related
more to transportation access than it is to congestion relief or
travel time savings? CDTC has applied the approach documented in
this paper to a transit bus replacement project, yet that
particular project related to replacing buses used in express
service on a Congested expressway.  Travel time, user cost, and
accident reduction benefits attributable to the service provided a
high benefit/cost ratio for that project.

     However, much of the urban transit system is not designed with
congestion relief as its primary objective.  Further investigation
is required to articulate that portion of the value of transit
service hat is related either to provision of transportation to
people with)ut access to an automobile or to other purposes.  The
benefits of transit for these purposes could be economical or
social in nature. The value of these benefits must be well
articulated before attempting wholesale application of CDTC's
approach to comparisons between highway repair and transit bus
replacement.  Another option would be to include providing transit
to the Caress as a qualitative benefit.


Treatment of Infrastructure Renewal Projects on Low-Volume
Facilities


The procedure used by CDTC effectively ranks projects by importance
of the facility and cost of the work.  Use of the traffic
simulation model provides for greater benefits to be attributed to
the reconstruction of a bridge carrying 15,000 vehicles a day than
to the reconstruction of a bridge carrying 5,000 vehicles a day. 
Because the model reflects detour penalties, the procedure also
effectively attributes greater benefits to the reconstruction of a
bridge carrying 15,000 vehicles a day that has no nearby alter-
native river-crossings than to the reconstruction of a bridge with
the same volume that does have nearby alternatives.
     However, the procedure will invariably produce a low benefit/
cost ratio for expensive reconstruction work on low-volume fa-
cilities.  In CDTC's 1993-98 TIP process, this did not constitute a
major concern for some projects.  Lack of priority in the TIP
process merely pointed the project sponsor away from federal
sources and toward the use of local funds for a more modest project
scope.

     For other projects, the low priority led to considerable
discussion.  Particularly for rural highways, the low benefit/cost
ratio attributable to major reconstruction and geometric upgrades
has led to the consideration of revised design standards for low-
volume state and county roads.  The benefit/cost calculations have
called into question the appropriateness of rural project designs
at $1 million/lane-mi for locations with volumes of fewer than
1,500 vehicles a day and limited accident experience.  A pilot
project on a Rensselaer County highway has been identified by CDTC
and NYSDOT to explore new design treatments.
     In addition, further thought is required regarding whether
infrastructure renewal projects on some low-volume, high-functional
class facilities deserve special consideration.  An argument can be
made that a rural principal arterial carrying 1,500 vehicles per
day should be held to a less-demanding benefit/cost standard than
that for an urban minor arterial with 10 times the volume.  The
argument assumes that there is a qualitative difference between the
requirements for facility design and condition of one functional
class and another.  The current CDTC procedure treats all
facilities alike, considering rural and urban travel times as
equivalent, rural and urban user costs as equivalent, and rural and
urban accident cost reductions as equivalent.  Further
consideration of this issue is warranted.


REFERENCES

1.   Fitzpatrick.  M., et al.  Deterioration of New York State
     Highway Structures.  In Transportation Research Record 800,
     TRB, National Research Council, Washington, D.C., 1981.
2.   Hartgen, D., et al.  Visual Scales of Pavement Condition:
     Development, Validation and Use.  In Transportation Research
     Record 893, TRB, National Research Council, Washington, D.C.,
     1982.

Publication of this paper sponsored by Committee on Transportation
Programming, Planning, and Systems Evaluation.






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